Skills
Project Management
5-10 Years
Investigation
5-10 Years
Quality Assurance and Testing
5-10 Years
Compliance
5-10 Years
Researching, Managing
5-10 Years
Experience highlights
National Consultant – Annual Meeting Due Diligence, OSEC
Asian Development Bank (ADB)
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October/2024
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• Conduct due diligence for annual meeting, seminars, events including proposals, institutions and external speakers and to document KYES per proposal.
• Conduct due diligence on ADB governors and alternate governors (per country), including creation of IDD report package.
• Coordinate with OSEC Project Coordinators including instructions, Office of Anti-Corruption and Integrity Division (OAI), meetings up to speaker selection.
National Consultant – Integrity Due Diligence, PSIF1, PSOD
Asian Development Bank (ADB)
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October/2022
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Present
• Support the IDD process in all stages of ADB projects from EOI, pCRF, CRF, final stage and annual monitoring.
• Assists in the KYC completion, documentation (pre-risk rating, IDD checklist, updating of FAST/RRP report), sanctions screening, research, adverse media checks, mitigating controls, risk assessment, client, Project Lead, PSTS and OAI coordination.
• Knowledgeable in systems like Orbis, S&P Capital IQ, Dow Jones Factiva, Nexis Diligence, ADB Sanctions Portal, Bloomberg and ACRA.
Compliance/KYC QA Specialist – KYC QA Team, Financial and Risk Services
Internationale Netherlandes Groep (ING Philippines)
·
June/2021
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Present
• QC onboarding, existing customers or targeted testing for the WB division including risk assessment of CDD pack/evidence, Enhanced Measures, PDD, ODD, Name/Adverse Media Screening, FATCA/CRS, ESR for Low/Normal/Increased risk classifications.
• Coordinates with Processing Units from kick-off call, alignment call, 1:1 session with signatories, root cause analysis, improvement initiatives, final reporting, closure call and project completion.
AML and CTF Quality Control Analyst – Financial Crime and Threat Management
Australia and New Zealand Banking Group Ltd (ANZ)
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November/2018
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Present
• Perform Sample Testing for all FCTM-AML Work Streams such as WLM, CDD, OCDD, TMS, Legal Notice, SUARs, SAR/STR, Fraud, Media Monitoring, FCI, CB, TBML, Complex Case and System Testing, MLRO controls implemented while maintaining good TAT, quality and to ensure the company is compliant to regulatory reporting and controls.
• Perform Key Control Testing with Assurance, Internal and External Auditors.
AML and CTF Analyst – Financial Intelligence Operations
Australia and New Zealand Banking Group Ltd (ANZ)
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October/2016
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Present
• Perform AML and CTF analysis for ANZ Customers / Associated Parties for different work streams such as but not limited to WLM, TMS, CDD, Blacklist, ECDD, OCDD, filing SAR/STR including Risk Rating and Swift Message Analysis, SUAR, CB and TBML including MLRO coordination on controls implementation.
• Gather KYC and transactional data from more than 60 systems across 34 different jurisdictions within ANZ such as APEA, Australia and New Zealand including open source searches and swift messages.
